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Associate Investment Advisor / Investment Advisor

Associate Investment Advisor / Investment Advisor

Company: Viewstone Investment Team, IA Private Wealth
Contact Person: John Tabet
Location/Address:
250 Wyecroft Road, Unit 12
Oakville, Ontario , L6K 3T7
Phone: (905)-842-8288 x225

Position Description

The Associate Investment Advisor's primary purpose is to work closely with the Advisor and the advisory team in growing the advisor's book of business by providing effective client service and contributing to business development activities.

Objective:

Aligning financial advice with personal values, through sound and proven financial principles, in an objective manner.  The role is highly relational and client facing.   

Areas of Focus: 

  • Customer Service, preparing, presenting, and implementing portfolio reviews and investment plans.
  • Responding to client requests for information, financial inquiries, and concerns promptly and efficiently.
  • Offering sound investment advice that aligns with investment objectives and prudent financial principles.
  • Adhering to all regulatory policies, industry wide, firm wide. 
  • Being detail oriented in note taking, documentation and addressing areas of concern. 
  • Identifying new business opportunities, networking and prospecting, with a focus on client satisfaction as the best means of obtaining referrals. 
  • Using in-depth knowledge and experience in financial markets and through investment analysis and due diligence to avoid investment pitfalls and mitigate risks, while finding opportunities for prudent long-term investors. 
  • Aligning investments with investor profiles and managing the execution of investment plans and strategies and trades. 

Requirements:

  • IIROC Registration with 3-5 years of IIROC industry experience (Investment Industry Regulatory Organization of Canada).
  • Canadian Securities Course and Conducts and Practices Handbook, Wealth Management Essentials are requirements. 
  • Life License Qualification Program (LLQP) is an asset
  • Certified Kingdom Advisor (CKA) designation is an asset, or must be completed within 1 year of start date.
  • Certified Investment Manager designation is an asset, or must be completed within 2 years of start.

Working conditions:

In Office (Oakville) & hybrid, working collaboratively with a team. Able to work independently, take initiative with an ability to meet deadlines. Business Casual Dress. 

Posted: December 9, 2021 | Expires: March 9, 2022
Posted Under: Accounting / Finance
Career ID: [ 9760 ]